EXCERPT FROM HISTORY OF THE HNBA

SEC JOBS

 

  • GENERAL ATTORNEY, DIVISION OF ENFORCEMENT – U.S. SECURITIES & EXCHANGE COMMISSION – DENVER, CO
    The duties of this position includes providing legal support for a range of issues related to the assigned segment of the securities market, preparing memoranda and other documents relative to proceddural policy or legal issues related to investigations, court or legal counsel inquiries […]

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  • ASSOCIATE DIRECTOR, DIVISION OF ENFORCEMENT, OFFICE OF MARKET INTELLIGENCE – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    The duties of this position includes managing all axspects of the market intelligence program to include TCR intake and triage, submissions tracking and allocation as well as supervising the activities of the Office of Market Intelligence staff members […]

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  • TRIAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – DENVER, CO
    This position provides expert advice for the conduct of litigation of the most complex SEC cases in a specialized area of law, heads a team of professionals researching the interpretations of statutes and rules, developing arguments addressing highly complex legal and factual issues […]

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  • GENERAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – SAN FRANCISCO OR LOS ANGELES, CA
    This position will assist enforcement staff with bankruptcy, and receivership, issues arising in enforcement cases, such as determining the effect  of the automatic stay on civil or administrative actions authorized by the SEC, preparing and filing proofs of claim, protecting the SEC […]

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  • DEPUTY ASSOCIATE DIRECTOR – U.S. SECURITIES  & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position will provide executive-level leadership to the COO and standing in for the Chief Counsel /Associate Director of COO on decisions and matters in his/her absence, specifically related to policy guidance with respect to the Investment Company Act […]

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  • CHAIR’S ATTORNEY HONORS PROGRAM (3L STUDENTS) – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    The Chair’s Attorney Honors Program is a highly selective program that allows students to begin work as Law Clerks after graduation but before they pass the bar. Upon bar admittance to a state bar association , Law clerks are eligible to be converted to Attorney positions within the SEC […]

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  • CHAIR’S ATTORNEY HONORS PROGRAM – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position is open to current judicial law clerks and legal fellows from the following Divisions: Division of Enforcement (investigating possible violations of the federal securities laws, conducting related legal reserach and writing); Division of Corporation Finance (reviews disclosure documents…); Division of Trading & Markets […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    The Attorney Adviser will provide expert legal assistance and advice related to the activities of the Office of Municipal Securities, including one or more activities relating to the following: disclosure issues and other issues under the Securities Act of 1933 and the Securities Exchange Act of 1934 […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    The Attorney Adviser will prepare recommendations for rulemaking under the Investment Advisers Act of 1940 to help protect investors, promote informed investment decisions, and facilitate appropriate innovation in investment products and services […]

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  • SUPERVISORY ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position serves as Branch Chief overseeing legal policy and planning for the Enforcement Division’s records management initiatives, information management, budgeting, and office space planning. As well as supervise and coordinate work assignments, provide authoritative guidance and leadership […]

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  • SUPERVISORY PARALEGAL SPECIALIST – U.S. SECURITIES & EXCHANGE COMMISSION – MIAMI, FL
    This position provides supervision for assigned unit personnel engaged in providing paralegal support and other legal support for the assigned SEC organization. As well as conducts the most complex research involving securities law issues; develops substantive summaries; drafts a wide variety of legal documents […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position prepares recommendations for rulemaking under the Investment Advisers Act of 1940 to help protect investors, promote informed investment decisions, and facilitate appropriate innovation in investment products and services […]

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  • SUPERVISORY GENERAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – DENVER, CO
    This position manages and coordinates the work of teams which can include attorneys, accountants, experts and support staff, and performs a full range of supervisory duties; enforces the federal securities laws, sets priorities, and prepares schedules for completion of work […]

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  • TRIAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position develops, litigates and conducts trials and hearings of cases in federal district courts and agency administrative proceedings that present unique legal, evidentiary and policy challenges and present the opportunity to establish legal precedent, and monitors decisions that impact the SEC.

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  • STUDENT TRAINEE (PROGRAM SUPPORT) – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position will perform a variety of assignments designed to provide training, experience and technical competence in the methods, procedures, principles, theories, and technical competence in the methods, procedures, principles, theories, and techniques for the collection and analysis program specific reports […]

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  • STUDENT TRAINEE (PROGRAM SUPPORT) – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position develops and prepares preliminary analytical reports; analysis and interpretive reports; resolves problems, questions or complaints; directs the most complex problems, questions or complaints to the appropriate person […]

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  • GENERAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position serves as a legal adviser on agency-wide electronic and non-electronic records management issues, including on legislative and regulatory matters relating to the management of agency records, including issues related to management, preservation, retention, and disposition of records […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position will include relating regulatory and policy issues connected with financial reporting matters to the legal responsibilities of the Commission as well as identifying and advising on the resolution of issues presented by proposed rules, regulations, legislation, correspondence […]

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  • ASSOC REGIONAL DIRECTOR (ENFORCEMENT) – U.S. SECURITIES & EXCHANGE COMMISSION – LOS ANGELES, CA
    This position will participate with appropriate divisions in the headquarters office in planning and evaluating the overall program of the Region with respect to enforcement matters. The person will be expected to manage investigations and litigation of alleged violations of the federal securities laws […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position will develop and prepare to give guidance on a variety of complex legal issues arising from interpretation and application of statutes administered by the Trading and Markets program. Also, this position will review and analyze rule change proposals […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position will assist the ALJs in the performance of their responsibilities by conducting legal research, drafting orders and decisions, and abstracting testimony and other evidence. Also, overseeing hearing schedules in assigned cases and preparing draft orders for ALJ’s signature […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – DENVER /CHICAGO/PHILADELPHIA
    This position participates as a member of an examination team in planning and conducting securities compliance examinations, developing reports of findings, and providing advice and recommendations for examinations of investment advisers, investment companies, and transfer agents […]

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  • TRIAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – MIAMI, FL
    This position develops, litigates and conducts trials of court cases that present unique legal, evidentiary and policy challenges and present the opportunity to establish legal precedent and monitors decisions that impact SEC. This role also supervises the conduct of cases and makes decisions regarding tactics and strategy […]                                                                                                                                                                                                                                                                       READ THE FULL POST                                                                                                                                                                                  
  • ASSOCIATE REGIONAL DIRECTOR (ENFORCEMENT) – U.S. SECURITIES & EXCHANGE COMMISSION – ATLANTA, GA
    This position participates with applicable headquarters division and offices to plan and evaluate the overall Regional Office Enforcement program, manages investigations and litigation of alleged violations of the federal securities laws within the ARO jurisdiction […]                                                                                                                                                                                                                                                                                                                                                                                READ THE FULL POST
  • SUPERVISORY GENERAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C. The incumbent serves as an Assistant General Counsel for Appellate Litigation. In cooperation with Solicitor and Deputy Solicitor, the incumbent leads the conduct of appellate court litigation involving statutes administered by the Commission and in the rendering of legal policy advice to the Commission […]

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