EXCERPT FROM HISTORY OF THE HNBA

SEC JOBS

 

  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    The Attorney Adviser will provide expert legal assistance and advice related to the activities of the Office of Municipal Securities, including one or more activities relating to the following: disclosure issues and other issues under the Securities Act of 1933 and the Securities Exchange Act of 1934 […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    The Attorney Adviser will prepare recommendations for rulemaking under the Investment Advisers Act of 1940 to help protect investors, promote informed investment decisions, and facilitate appropriate innovation in investment products and services […]

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  • SUPERVISORY ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position serves as Branch Chief overseeing legal policy and planning for the Enforcement Division’s records management initiatives, information management, budgeting, and office space planning. As well as supervise and coordinate work assignments, provide authoritative guidance and leadership […]

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  • SUPERVISORY PARALEGAL SPECIALIST – U.S. SECURITIES & EXCHANGE COMMISSION – MIAMI, FL
    This position provides supervision for assigned unit personnel engaged in providing paralegal support and other legal support for the assigned SEC organization. As well as conducts the most complex research involving securities law issues; develops substantive summaries; drafts a wide variety of legal documents […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position prepares recommendations for rulemaking under the Investment Advisers Act of 1940 to help protect investors, promote informed investment decisions, and facilitate appropriate innovation in investment products and services […]

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  • SUPERVISORY GENERAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – DENVER, CO
    This position manages and coordinates the work of teams which can include attorneys, accountants, experts and support staff, and performs a full range of supervisory duties; enforces the federal securities laws, sets priorities, and prepares schedules for completion of work […]

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  • TRIAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position develops, litigates and conducts trials and hearings of cases in federal district courts and agency administrative proceedings that present unique legal, evidentiary and policy challenges and present the opportunity to establish legal precedent, and monitors decisions that impact the SEC.

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  • STUDENT TRAINEE (PROGRAM SUPPORT) – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position will perform a variety of assignments designed to provide training, experience and technical competence in the methods, procedures, principles, theories, and technical competence in the methods, procedures, principles, theories, and techniques for the collection and analysis program specific reports […]

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  • STUDENT TRAINEE (PROGRAM SUPPORT) – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position develops and prepares preliminary analytical reports; analysis and interpretive reports; resolves problems, questions or complaints; directs the most complex problems, questions or complaints to the appropriate person […]

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  • GENERAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position serves as a legal adviser on agency-wide electronic and non-electronic records management issues, including on legislative and regulatory matters relating to the management of agency records, including issues related to management, preservation, retention, and disposition of records […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position will include relating regulatory and policy issues connected with financial reporting matters to the legal responsibilities of the Commission as well as identifying and advising on the resolution of issues presented by proposed rules, regulations, legislation, correspondence […]

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  • ASSOC REGIONAL DIRECTOR (ENFORCEMENT) – U.S. SECURITIES & EXCHANGE COMMISSION – LOS ANGELES, CA
    This position will participate with appropriate divisions in the headquarters office in planning and evaluating the overall program of the Region with respect to enforcement matters. The person will be expected to manage investigations and litigation of alleged violations of the federal securities laws […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position will develop and prepare to give guidance on a variety of complex legal issues arising from interpretation and application of statutes administered by the Trading and Markets program. Also, this position will review and analyze rule change proposals […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C.
    This position will assist the ALJs in the performance of their responsibilities by conducting legal research, drafting orders and decisions, and abstracting testimony and other evidence. Also, overseeing hearing schedules in assigned cases and preparing draft orders for ALJ’s signature […]

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  • ATTORNEY ADVISER – U.S. SECURITIES & EXCHANGE COMMISSION – DENVER /CHICAGO/PHILADELPHIA
    This position participates as a member of an examination team in planning and conducting securities compliance examinations, developing reports of findings, and providing advice and recommendations for examinations of investment advisers, investment companies, and transfer agents […]

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  • TRIAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – MIAMI, FL
    This position develops, litigates and conducts trials of court cases that present unique legal, evidentiary and policy challenges and present the opportunity to establish legal precedent and monitors decisions that impact SEC. This role also supervises the conduct of cases and makes decisions regarding tactics and strategy […]                                                                                                                                                                                                                                                                       READ THE FULL POST                                                                                                                                                                                  
  • ASSOCIATE REGIONAL DIRECTOR (ENFORCEMENT) – U.S. SECURITIES & EXCHANGE COMMISSION – ATLANTA, GA
    This position participates with applicable headquarters division and offices to plan and evaluate the overall Regional Office Enforcement program, manages investigations and litigation of alleged violations of the federal securities laws within the ARO jurisdiction […]                                                                                                                                                                                                                                                                                                                                                                                READ THE FULL POST
  • SUPERVISORY GENERAL ATTORNEY – U.S. SECURITIES & EXCHANGE COMMISSION – WASHINGTON D.C. The incumbent serves as an Assistant General Counsel for Appellate Litigation. In cooperation with Solicitor and Deputy Solicitor, the incumbent leads the conduct of appellate court litigation involving statutes administered by the Commission and in the rendering of legal policy advice to the Commission […]

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